Business Continuity Plan

A. Booth & Company, LLC ("Booth & Company, LLC or "Booth") in conjunction with its broker dealer affiliate GT Securities, Inc. has developed a Business Continuity Plan (BCP) as part of our ongoing contingency planning efforts to mitigate the impacts of business interruptions. Since disasters and disruptions are unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

We plan to quickly recover and resume business operations after a Significant Business Disruption and respond by safeguarding employees’ lives and firm property, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses:

data back up and recovery;
mission critical systems;
financial and operational assessments;
alternative communications with customers, employees, and regulators;
alternate physical location of employees;
critical supplier, contractor, bank and counter-party impact; and
regulatory reporting

Significant business disruptions can vary in their scope. For example, an SBD could affect only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe.

In any situation, we plan to continue in business, and notify you through our web site or our main customer number regarding how to contact us. This plan is reviewed periodically and subject to modification without notice. A written copy of the summary of this plan is provided to customers at account opening, posted on the firm’s website, and provided to customers upon request. If you have questions about our business continuity planning, please contact us at your convenience.

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www.booth-co.com (the “Booth & Company Website”) is a website operated by A.Booth & Company, LLC, a privately held Florida limited liability company. Booth & Company provides consulting services in areas of financial and strategic advisory, and mergers and acquisitions. Other services, such as securities-related private placement services, are offered separately by Booth & Company principals in their capacity as registered representatives of GT Securities, Inc. (“GTS”), a licensed broker-dealer and member of FINRA/SIPC. When Booth & Company's principals provide securities placement services to you through their GTS affiliation, their obligations to you and the nature of your relationship will differ from when they provide other services. Booth & Company is not a registered broker dealer, and GTS and Booth & Company are separate entities.

PRIVATE PLACEMENT INVESTMENTS ARE NOT FDIC INSURED, ARE NOT A DEPOSIT WITH GTS, AND ARE NOT GUARANTEED BY GTS OR ANY OF ITS AFFILIATES. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY HAS RECOMMENDED OR APPROVED ANY INVESTMENT, OR THE ACCURACY OR COMPLETENESS OF ANY INFORMATION OR MATERIALS PROVIDED BY OR THROUGH THE COMPANY, GTS, OR THEIR RESPECTIVE AFFILIATES. ANY INVESTMENT MAY RESULT IN PARTIAL OR TOTAL LOSS, AND INVESTORS MUST BE ABLE TO AFFORD THE LOSS OF THEIR ENTIRE INVESTMENT.`

A. Booth & Company, LLC , TAMPA, FL, 727.250.8881 andrew@booth-co.com